Corporate AI Safety, Governance & Regulatory Compliance Policies
1. AI Safety Policies
(Mostly internal corporate best practices — no single law, but based on global standards)
- NIST AI Risk Management Framework (AI RMF) → NIST AI RMF
- OECD AI Principles → OECD AI Principles
- ISO/IEC 23894 (AI Risk Management) → ISO/IEC 23894
- ISO/IEC 42001 (AI Management System Standard) → ISO/IEC 42001
2. AI Governance Policies
- OECD AI Governance Toolkit → OECD AI Policy Observatory
- World Economic Forum – AI Governance Framework → WEF AI Governance
- Singapore Model AI Governance Framework (IMDA) → Singapore AI Governance Framework
- AI Ethics Guidelines by EU High-Level Expert Group → Ethics Guidelines for Trustworthy AI
3. Regulatory & Legal Compliance
Privacy & Data Protection
- GDPR (Europe) → GDPR Regulation Text
- CCPA / CPRA (California, US) → CPRA Official Site
- Singapore PDPA → PDPA Guide
- China PIPL → PIPL (Unofficial English Translation)
AI-Specific Regulations & Standards
- EU AI Act (2025) → EU AI Act Official
- US AI Bill of Rights (White House Blueprint) → AI Bill of Rights
- NIST AI RMF (US) → NIST AI RMF
- OECD AI Principles → OECD AI Principles
- ISO/IEC 42001 (AI Management System) → ISO/IEC 42001
Sector-Specific Rules
- Financial Services (Basel Committee) → BCBS Principles on AI/ML in Finance
- US SEC AI & Fintech Guidelines → SEC AI Guidance
- Healthcare (US HIPAA) → HIPAA Overview
- EU Medical Device Regulation (AI/Software as Medical Device) → EU MDR/IVDR
- Autonomous Vehicles (ISO 26262 Functional Safety) → ISO 26262
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Aviation (FAA/EASA AI Rules) → FAA AI & Automation EASA AI Roadmap
4. A simple demo system: backend (FastAPI) + frontend (Streamlit)
1. System Architecture
Input Layer
- Documents, data, or AI models under review.
- Company policies, regulatory requirements (GDPR, EU AI Act, ISO standards, etc.) stored as structured rules.
Compliance Engine (LLM-powered)
- Runs on Ollama local LLM for privacy & control.
- Uses policy-check prompts to test data/models against rules.
- Includes safety evaluators (bias, toxicity, explainability).
Governance Layer
- Rule Database: Codified policies/regulations (JSON or YAML).
- Audit Log: Records decisions, model outputs, and risk flags.
- Approval Workflow: Escalates high-risk cases to human reviewer.
Output Layer
- Compliance report (pass/fail, risk levels, explanations).
- Dashboard with metrics: bias detection, safety scores, compliance coverage.
- Action recommendations (mitigation, retraining, legal approval).
2. Core Functions
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Policy Mapping:
- Example: Map “EU AI Act High-Risk” → LLM checks training data, intended use, documentation.
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Risk Assessment:
- Automated tests for robustness, hallucination, bias.
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Explainability Checker:
- Forces model to provide reasoning → ensures transparency.
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Data Privacy Guard:
- Detects personal data leakage, enforces anonymization.
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Audit & Traceability:
- Every compliance check logged for regulators.
3. Github repo
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A simple demo system is implemented, Demo of AI safety goverance and regulation. It is just a simple try, not yet product ready. There are much a lot of efforts to build a product ready system.
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Safey, goverance and regulation is highly related to industry, sector, and corporate internal requirements (internal rule book and knowledge, integration with processing floow). But leveraging latest AI capability, we can build a solution to solve the problem.
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I’d love to understand your business challenges and provide a tailored solution. Reach me at goseng123@gmail.com.